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TYPES OF CASES IN WHICH AN INDIGENT DEFENDANT IS ENTITLED TO APPOINTMENT OF COUNSEL
The Sixth Amendment right to counsel is offense-specific. See Texas v. Cobb, 532 U.S. 162 (2001).
Felony (Gideon v. Wainwright, 372 U.S. 335 (1963))
Juvenile Delinquency (In Re Gault, 387 U.S. 1 (1967))
WHEN THE SIXTH AMENDMENT RIGHT TO COUNSEL ATTACHES
The right to counsel “attaches” when formal judicial proceedings have begun. An accused is entitled to have counsel present and participating at all “critical stages” of the process. Rothgery v. Gillespie County, 554 U.S. 191 (2008).
Stages at which an accused is entitled to counsel at government expense:
Live lineups and show ups upon the initiation of criminal charges (United States v. Wade, 388 U.S. 218 (1967))
Interrogations following initiation of adversarial proceedings (Massiah v. United States, 377 U.S. 201 (1964))
Preliminary hearings (Coleman v. Alabama, 399 U.S. 1 (1970))
Some states provide greater protections in both the scope of cases in which an accused is entitled to counsel at government expense and the point at which counsel is provided.
EFFECTIVE ASSISTANCE OF COUNSEL
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The Sixth Amendment guarantees every criminal defendant adequate and effective representation. Strickland v. Washington, 466 U.S. 668, 685-86 (1984). Whether trial counsel has acted as an effective advocate must be measured by the purpose of this constitutional guarantee—that is, to ensure that the defendant's trial is a fair one, in which evidence is presented and subjected to adversarial testing, and which produces a reliable result. When the conduct of trial counsel falls below objective standards of reasonableness, counsel has not provided the assistance of counsel to which the defendant is entitled.
Whether an attorney’s performance is objectively unreasonable is “necessarily linked to the practice and expectations of the legal community: The proper measure of attorney performance remains simply reasonableness under prevailing professional norms.” Padilla v. Kentucky, 559 U.S. 356, 366 (2010). Prevailing norms of practice as reflected in the American Bar Association (ABA) standards “are guides to determining what is reasonable.” Id.
Examples of professional standards include:
a) a duty of confidentiality regarding information relevant to the client’s representation which duty continues after the representation ends;
(b) a duty of loyalty toward the client;
(c) a duty of candor toward the court and others, tempered by the duties of confidentiality and loyalty;
(d) a duty to communicate and keep the client informed and advised of significant developments and potential options and outcomes;
(e) a duty to be well-informed regarding the legal options and developments that can affect a client’s interests during a criminal representation;
(f) a duty to continually evaluate the impact that each decision or action may have at later stages, including trial, sentencing, and post-conviction review;
(g) a duty to be open to possible negotiated dispositions of the matter, including the possible benefits and disadvantages of cooperating with the prosecution;
(h) a duty to consider the collateral consequences of decisions and actions, including but not limited to the collateral consequences of conviction.
ISSUES IMPACTING RIGHT TO COUNSEL
Late access to counsel
Inadequately funded public defense systems
Lack of public defense infrastructure
As is the case with many other constitutional rights, the Sixth Amendment right to counsel can be waived. Faretta v. California, 422 U.S. 806 (1975). The question courts must answer is whether the decision to waive counsel is a knowing and intelligent one. Even in instances in which a defendant wishes to waive counsel, "[t]he Constitution does not forbid States from insisting upon representation by counsel for those competent enough to stand trial but who suffer from severe mental illness to the point where they are not competent to conduct trial proceedings by themselves." Indiana v. Edwards, 554 U.S. 164 (2008).
Standard for waiving the right to counsel:
A waiver of the right to counsel, must be knowing, intelligently and voluntarily made. There is a presumption against waivers of constitutional rights and courts must make a meaningful inquiry before a waiver may be found. Johnson v. Zerbst, 304 U.S. 458 (1938), Iowa v. Tovar, 541 U.S. 77 (2004).
What factors may contribute to the waiver of the right to counsel?
Method of advisement of one’s right to counsel
Reputation of public defense providers
Restrictive indigency standards
Application and/or user fees
Statements made after waiver:
The Sixth Amendment right to counsel prohibits use of statements “deliberately elicited” from a defendant once the Sixth Amendment right attaches, absent a valid waiver. The central questions in this context are whether the incriminating statement was made after the Sixth Amendment right to counsel attached, whether the statement was “deliberately elicited,” and whether the defendant waived the right to counsel.
Brewer, 430 U.S. 387 (1977) (although defendant confessed after being informed of right to counsel and understood that right, his consistent prior reliance on counsel indicated lack of intent to “relinquish” Sixth Amendment right to counsel).
It is also important to note that the Supreme Court fundamentally altered the legal landscape in Montejo v. Louisiana, 556 U.S. 778 (2009), deciding that even if a defendant secures counsel at arraignment, that is not the same as a request for counsel. If there is a request for counsel, there's a presumption that the subsequent waiver is invalid or coerced, whereas if a defendant has merely secured counsel, no such presumption is necessary.
Emerging Issues and innovations regarding waiver of the right to counsel
Is there a 6th Amendment right to counsel at initial bail hearings? Booth v. Galveston County (TX)
Given the impact of collateral consequences, should the 6th Amendment right to counsel include any time a criminal conviction may result?
How to conduct meaningful advisements of the right to counsel in large volume courts?
How to conduct meaningful assessments of whether a waiver of counsel is knowing, intelligent, and voluntary?
What role can/should technology play in the advisement process?
Providing an accused the opportunity to consult with an attorney before deciding whether to waive their right to counsel
Prohibiting juveniles from being able to waive their right to counsel unless they have consulted with an attorney.
Know your rights educational programs to increase awareness and understanding
Community organizations and peer navigators to assist individuals and their families in understanding and negotiating the court system.
Eliminating jail a means to eliminate the right to counsel in misdemeanor cases.
The lack of counsel in municipal and local courts.
Areas for Special Consideration:
At Risk and Disadvantaged Populations (including those with mental illness, intellectual/developmental disabilities, and immigrant populations).
May lack understanding of terms used by the court relating to rights and waivers.
May lack understanding of the meaning of their rights regarding counsel
Study in Texas revealed just 25% of misdemeanor defendants in rural counties received appointed counsel, compared to 39% in urban counties.
May lack sufficient counsel within the community to provide representation.
Cultural pressures to waive counsel
Factors that contribute to waivers:
Adolescent Brain Development:
Youth may lack an appreciation of future consequences, seeking short term gains such as a release from custody.
Youth may overestimate their own ability to favorably resolve the situation.
Youth have underdeveloped capacities to regulate emotions and curb impulsive behaviors, a barrier to strategic decision-making
Fees and costs assessed to youth/their parents
Concerns about costs (Jones, 2004)
Accept responsibility (Bishop, 2010)
If you are interested in obtaining Training and Technical Assistance (TTA) related to strengthening Sixth Amendment protections in your jurisdiction, click the link below.
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