Patrick O’Donnell highlights some of the ethics issues that arise in internal investigations. How can competent counsel also take care to be ethical counsel?

This month Dan Lawton reviews Justice at Trial: Courtroom Battles and Groundbreaking Cases by James J. Brosnahan.

The government’s successful use of civil injunctions to halt the sale of fraudulent COVID-19 cures has put the Anti-Fraud Injunction Statute in the spotlight. The statute is a unique hybrid of civil and criminal law, and confusion exists as to the proper evidentiary standard. This confusion presents an opportunity for defense lawyers, but they must prepare themselves for the statute’s complexities and landmines.

on Employee Compensation Clawbacks

Department of Justice guidance issued in March 2023 provided prosecutors with a set of criteria to use when evaluating the compliance programs of corporations facing a resolution to criminal charges, such as a plea agreement, deferred prosecution agreement, or non-prosecution agreement.

Rule 17 of the Federal Rules of Criminal Procedure provides the only means for a criminal defendant to obtain materials from third parties. Despite its broad language, the courts’ application of Rule 17 over the years has seriously limited its usefulness. Marci LaBranche and Carey Bell discuss problems with how the rule has been applied, the current state of Rule 17(c) practice, and how to make a record that encourages change.

The Sentencing Guidelines provide for an increase in the offense level for most fraud or theft offenses based on the amount of “loss” determined by the court. Loss is not defined in the Sentencing Guidelines. However, the commentary defines loss as “the greater of actual loss or intended loss.” Megan Siddall explores a new argument that loss should be limited to actual loss – and not intended loss – in the wake of the Supreme Court’s decision in Kisor v. Wilkie.

White collar lawyers must weigh various considerations in determining how to obtain mobile phone data or limit the government’s access to data. When can the government compel a client to provide the passcode to a mobile device? What is the significance of whether an executive’s mobile phone is owned by the executive or the corporation? This article provides tips about obtaining, protecting, preserving, and reviewing data on mobile phones.

White collar cases are complex, and the clients in these cases are often part of society’s higher social strata. From “being bold” at the first meeting with the client to dealing with the client’s desire to talk to the press, veteran defense attorney Jim Brosnahan offers 10 tips that will make a white collar representation smoother.

Federal statutes should provide a person of ordinary intelligence fair notice of what is prohibited, but the term “property” is undefined by the federal fraud statutes. The internet, untethered digital currency, and the metaverse are raising questions about the traditional understandings of things and possessions. Legislators need to provide greater clarity about how older statutes apply to newer concepts.

This month Susan Elizabeth Reese reviews In the Lions’ Den: The Penn State Scandal and a Rush to Judgment by Graham Spanier.

Facing Sentencing Guidelines Above Zone C

How can defense counsel utilize a provision within the Criminal Code, implemented by the Sentencing Guidelines, that allows for a split sentence in Zone D cases through the post-imprisonment condition of supervised release? Joseph A. DeMaria and Marissa Koblitz Kingman explain how to argue for the Zone D split sentence.

Part I: The Basics

According to the government, the goal of forfeiture is to take the profit out of crime. The government seeks to take private assets – including cash and real property – that it claims constitute the proceeds of criminal activity. Steven L. Kessler discusses some of the basics every attorney should know about forfeiture.

McDonnell v. United States provided a small dose of clarity to the issue of “official acts” under federal anti-bribery law, but confusion remains regarding some issues, such as what it means to “exert pressure.” The ambiguity left in McDonnell’s wake means that criminal defense lawyers will be responsible for waging the fight to clarify the boundaries of corruption prosecutions.

in Doctor-Prescribing Prosecutions

Doctors can breathe a partial sigh of relief after the decision in Ruan v. United States; the U.S. Supreme Court held that prosecutors must show more than mere negligence or malpractice to make a felon out of a physician. In addition, new guidance from the Centers for Disease Control and Prevention on opioid prescribing promises to make it much harder to prosecute – and easier to defend – doctors.

Against a Company and Dozens of Individuals

The Story of United States v. Rocket Learning, LLC

A post-indictment dismissal is rare. The authors walk readers through United States v. Rocket Learning, pointing out that the government’s retreat in the fraudulent billing case was bittersweet because a profitable business is defunct, and dozens of employees are still picking up the pieces of their lives.